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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-06
CA RA APPROVED 2021-10-19
  • TX RA
    APPROVED_RES
    Since 2024-06-06
  • CA RA
    APPROVED
    Since 2021-10-19

Branch Locations

304 Main St, Woodland, CA 95695 • United States

803 Third Street, Crescent City, CA 95531 • United States

337 F Street, Eureka, CA 95501 • United States

780 Seventh Street, Arcata, CA 95521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Woodland CA 10/2013 Present
James Or Diane Basgall Dba One Guy Restorations Woodland CA 12/2012 12/2023
One Guy Restorations Woodland CA 12/2013 12/2023
Jp Morgan Chase Bank Davis CA 10/2013 09/2021
Jp Morgan Chase Bank Woodland CA 09/2021 Present
  • 10/2013 → Present
    Woodland, CA
  • 12/2012 → 12/2023
    James Or Diane Basgall Dba One Guy Restorations
    Woodland, CA
  • 12/2013 → 12/2023
    One Guy Restorations
    Woodland, CA
  • 10/2013 → 09/2021
    Jp Morgan Chase Bank
    Davis, CA
  • 09/2021 → Present
    Jp Morgan Chase Bank
    Woodland, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-06
S63 Uniform Securities Agent State Law Examination 2014-02-17
  • S66 Uniform Combined State Law Examination
    2021-09-06
  • S63 Uniform Securities Agent State Law Examination
    2014-02-17
Other Names
  • Diane Marie Hutchinson
  • Diane Marie Byers
  • Diane Marie Zgraggen
  • Diane Marie Basgall

View on SEC IAPD

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