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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2022-06-21 |
Branch Locations
One Financial Plaza 19Th Floor, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Private Bank, N.A. | Palm Harbor | FL | 06/2016 | 03/2017 |
| Morgan Stanley | Palm Harbor | FL | 06/2016 | 03/2017 |
| Morgan Stanley | New London | CT | 03/2017 | 06/2024 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 03/2017 | Present |
| Morgan Stanley | Providence | RI | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2006-10-06 |
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