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Thomas Christopher Rosenthal

Alliancebernstein L.P.

Boston, MA

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-10-10
NY RA APPROVED 2021-05-07
FL RA APPROVED 2019-07-22
MA RA APPROVED 2018-10-16
  • TX RA
    APPROVED_RES
    Since 2023-10-10
  • NY RA
    APPROVED
    Since 2021-05-07
  • FL RA
    APPROVED
    Since 2019-07-22
  • MA RA
    APPROVED
    Since 2018-10-16

Branch Locations

53 State Street Suite 2900, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc Boston MA 10/2013 Present
  • 10/2013 → Present
    Sanford C. Bernstein & Co., Llc
    Boston, MA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-21
S63 Uniform Securities Agent State Law Examination 2014-08-04
  • S66 Uniform Combined State Law Examination
    2018-09-21
  • S63 Uniform Securities Agent State Law Examination
    2014-08-04

View on SEC IAPD

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NEW HERITAGE CAPITAL, LLC
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NEWPATH MANAGEMENT, L.P.

Other Investors

JOHN KENNEDY
JOSHUA WEBSTER JONES
STEPHEN ELLSWORTH JOHNSON
CHRISTOPHER MICHAEL HAGAN
ALDEN Wakefield WITMAN
JEFFREY ABRAHAM BESHANSKY
Holly A Dumlupinar
Andrew Joseph Busa

Other Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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