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Current Employers
Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-22
  • TX RA
    APPROVED
    Since 2023-12-22

Branch Locations

Hoboken, NJ • United States

One Federal Street 19Th Floor, Boston, MA 02110 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moors Cabot Inc Boston MA 06/2023 Present
Brown Brothers Harriman New York NY 05/2021 06/2023
Brown Brothers Harriman Nrew York NY 09/2016 05/2021
Brown Brothers Harriman Boston MA 02/2015 09/2016
Brown Bros Harriman Boston MA 08/2016 12/2016
Hobart Cpollege Geneva NY 08/2016 12/2016
  • 06/2023 → Present
    Moors Cabot Inc
    Boston, MA
  • 05/2021 → 06/2023
    Brown Brothers Harriman
    New York, NY
  • 09/2016 → 05/2021
    Brown Brothers Harriman
    Nrew York, NY
  • 02/2015 → 09/2016
    Brown Brothers Harriman
    Boston, MA
  • 08/2016 → 12/2016
    Brown Bros Harriman
    Boston, MA
  • 08/2016 → 12/2016
    Hobart Cpollege
    Geneva, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-21
  • S66 Uniform Combined State Law Examination
    2023-12-21
Other Names
  • Stephen Decatur

View on SEC IAPD

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