Serena Henry

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2025-09-29
NC	RA	APPROVED	2025-09-25
TX	RA	APPROVED	2025-09-25

SC RA
APPROVED

Since 2025-09-29
NC RA
APPROVED

Since 2025-09-25
TX RA
APPROVED

Since 2025-09-25

Branch Locations

6805 Carnegie Boulevard Suite 400, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	New York	NY	05/2007	11/2016
Wells Fargo Clearing Services, Llc	New York	NY	11/2016	09/2025
Morgan Stanley Smith Barney Llc	Charlotte	NC	09/2025	Present

05/2007 → 11/2016

Wells Fargo Advisors Llc

New York, NY
11/2016 → 09/2025

Wells Fargo Clearing Services, Llc

New York, NY
09/2025 → Present

Morgan Stanley Smith Barney Llc

Charlotte, NC

Previous Registrations

2016-09-16 → 2025-09-30

Wells Fargo Clearing Services, Llc

New York, NY

Red Bank, NJ

Charlotte, NC

Charlotte, NC

New York, NY

Raleigh, NC

Charlotte, NC

Charlotte, NC

Charlotte, NC

Charlotte, NC

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-12-23
S63	Uniform Securities Agent State Law Examination	2014-11-08

S66 Uniform Combined State Law Examination

2019-12-23
S63 Uniform Securities Agent State Law Examination

2014-11-08

Other Names

Serena T Henry
Serena Henry
Serena T Daye
Serena T Henry-Daye
Serena Tane Henry

View on SEC IAPD

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