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Allen Chen

LPl Financial LLC

Mesa, AZ

Tempe, AZ

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-03-13
TX RA APPROVED 2026-03-11
  • AZ RA
    APPROVED
    Since 2026-03-13
  • TX RA
    APPROVED
    Since 2026-03-11

Branch Locations

Mesa, AZ • United States

500 E Rio Salado Pkwy Bldg 4 3 Fl, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 02/2018 03/2023
State Farm Tempe AZ 07/2015 01/2018
Unemployed Chandler AZ 01/2018 02/2018
Bank Of America, N.A. Chandler AZ 05/2018 03/2023
Unemployed Mesa AZ 03/2023 12/2023
Morgan Stanley Gilbert AZ 12/2023 02/2026
Lpl Financial Llc Tempe AZ 03/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-26
  • S66 Uniform Combined State Law Examination
    2018-05-26
Other Names
  • Weilong Chen

View on SEC IAPD

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