Carlos Miguel Alvarez

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-08-10
FL	RA	APPROVED	2015-05-20

TX RA
APPROVED_RES

Since 2023-08-10
FL RA
APPROVED

Since 2015-05-20

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Winter Park	FL	12/2013	Present
Charles Schwab Bank	Winter Park	FL	10/2017	Present

12/2013 → Present

Charles Schwab & Co., Inc.

Winter Park, FL
10/2017 → Present

Charles Schwab Bank

Winter Park, FL

Other Businesses

1) Ashbury Park Home Owner's Association | Investment Related:No|Other|Treasurer/Secretary|3/1/2022|Less than 20|0|Approve bill/invoice payments to vendors, vote on board business including homeowner violations. The Association does not, nor has any intent to have any investment accounts. Bank Accounts are managed by our Community Management Company.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-05-18

S66 Uniform Combined State Law Examination

2015-05-18