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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-08
  • CA RA
    APPROVED
    Since 2024-11-08

Branch Locations

6303 Owensmouth Avenue - 10Th Floor Office# 1042, Los Angeles, CA 91367-2263 • United States

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delta Airlines Salt Lake City UT 11/2009 08/2020
Fidelity Investments Salt Lake City UT 08/2016 07/2018
Fidelity Personal And Workplace Advisors Salt Lake City UT 07/2020 06/2022
Financial Engines Advisors L.L.C Woodland Hills CA 06/2022 Present
Fidelity Personal And Workplace Advisors Salt Lake City UT 07/2018 07/2020
Prime Capital Financial Advisors, Llc Overland Park KS 11/2024 Present
  • 11/2009 → 08/2020
    Delta Airlines
    Salt Lake City, UT
  • 08/2016 → 07/2018
    Fidelity Investments
    Salt Lake City, UT
  • 07/2020 → 06/2022
    Fidelity Personal And Workplace Advisors
    Salt Lake City, UT
  • 06/2022 → Present
    Financial Engines Advisors L.L.C
    Woodland Hills, CA
  • 07/2018 → 07/2020
    Fidelity Personal And Workplace Advisors
    Salt Lake City, UT
  • 11/2024 → Present
    Prime Capital Financial Advisors, Llc
    Overland Park, KS
Previous Registrations
  • 2022-06-29 → 2024-12-06
    Woodland Hills, CA
    Woodland Hills, CA
  • 2018-07-13 → 2022-06-06
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2018-02-14 → 2018-07-13
    Salt Lake City, UT
Other Businesses

1) Issako and Anelesoni; INVESTMENT RELATED: No; ADDRESS: Thousand Oaks, CA 91320; NATURE: Ecommerce. My wife wants to set up 2 Ecommerce stores with amazon to sell home decor and other items.; POSITION: Co-Owner; START DATE: 12/12/2022; NUMBER OF HOURS/MONTH: 10 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: As co-owner, my wife and I will perform all the necessary duties to operate the stores together. 2) CHHSZ HOLDINGS, LLC, INVESTMENT RELATED, 6201 COLLEGE BLVD STE#150 OVERLAND PARK KS 66211, PARTNER, 11/8/2024, CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY "LLC" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA), A REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES ADVISORY SERVICES AS AN IRA OF PCIA, <1 HR /MONTH, <1 HR / MONTH DURING TRADING 3)PCRM, LLC DOING BUSINESS AS PRIME CAPITAL RISK MANAGEMENT, INVESTMENT RELATED, 6201 COLLEGE BLVD - SUITE #150, OVERLAND PARK KS 66211, FIXED INSURANCE PRODUCTS, INSURANCE AGENT, 11/08/2024, 10 HRS / MONTH, 10 HOURS /MONTH DURING TRADING, SALE AND SERVICE OF FIXED INSURANCE PRODUCTS, INCLUDING THROUGH NON-AFFILIATED INSURANCE MARKETING ORGANIZATIONS (IMOs)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-02-12
S63 Uniform Securities Agent State Law Examination 2016-09-30
  • S66 Uniform Combined State Law Examination
    2018-02-12
  • S63 Uniform Securities Agent State Law Examination
    2016-09-30
Other Names
  • Andrew Nelesoni Selu
  • Andrew Selu

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