Susan Johanna Roman

Current Employers

Roman Retirement Planning, Llc

35C South Street, Mashpee, MA 02649 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-07-12
MA	RA	APPROVED	2020-02-10

CA RA
APPROVED

Since 2022-07-12
MA RA
APPROVED

Since 2020-02-10

Branch Locations

35C South Street, Mashpee, MA 02649 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cutter Financial Group, Llc	East Falmouth	MA	10/2017	08/2018
Precision Capital Management	Coppell	TX	02/2015	02/2018
Strategic Planning Group, Inc.	Wellesley	MA	09/2018	02/2020
Roman Retirement Planning, Llc	Mashpee	MA	10/2018	Present

10/2017 → 08/2018

Cutter Financial Group, Llc

East Falmouth, MA
02/2015 → 02/2018

Precision Capital Management

Coppell, TX
09/2018 → 02/2020

Strategic Planning Group, Inc.

Wellesley, MA
10/2018 → Present

Roman Retirement Planning, Llc

Mashpee, MA

Previous Registrations

2018-09-24 → 2020-02-12

Strategic Planning Group, Inc.

Wellesley, MA
2017-10-18 → 2018-09-18

Cutter Financial Group Llc

Falmouth, MA
2015-02-17 → 2018-02-21

Vann Equity Management Llc

East Falmouth, MA
2013-12-23 → 2015-02-05

Horter Investment Management, Llc

Falmouth, MA

Other Businesses

(1) Susan Johanna Roman and Roman Retirement Planning, LLC are both licensed to produce life insurance products. (2) Susan Johanna Roman is a lawyer; however, she does not practice law.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-11-21

S65 Uniform Investment Adviser Law Examination

2013-11-21

Designations

Other Names

Susie Kenny
Susan J Kenny
Susan Johanna Roman
Susan Johanna Kenny

View on SEC IAPD