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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-20 |
| CA | RA | APPROVED | 2023-04-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Adp Broker Dealer Inc. | Los Angeles | CA | 03/2015 | 01/2019 |
| Ymca Retirement Fund | New York | NY | 01/2019 | 06/2019 |
| Unemployment | Los Angeles | CA | 07/2019 | 12/2019 |
| Principal Life Insurance | Costa Mesa | CA | 12/2019 | 01/2022 |
| Principal Securities Inc | Costa Mesa | CA | 01/2020 | 01/2022 |
| Edward Jones | St Louis | MO | 12/2021 | 06/2022 |
| Massmutual Life Insurance Company | Los Angeles | CA | 07/2022 | 02/2023 |
| Mml Investors Services, Llc | Los Angeles | CA | 09/2022 | 02/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 02/2023 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 04/2023 | Present |
NAME: ASTACIO PROPERTIES INV REL: Y ADD: 240 W 82ND ST LOS ANGELES CA 90003 NATURE: PROPERTY RENTAL AND MANAGEMENT POSITION: OWNER START DATE: 5/1/2019 NO HRS/MO:10 NO HRS/MO DUR TRADING: 0 DUTIES: RENT OUT PROPERTIES AND CONDUCT MANAGEMENT(COLLECTING RENTS AND CONDUCTING REPAIRS) I*1209267 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Los Angeles, California, 90003 Nature of business: Position, title, association: Sole owner, Start date of relationship: 1/1/2019 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-15 |
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