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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-12-07 |
Branch Locations
3560 Lenox Road Ne 28Th Floor, Atlanta, GA 30326 • United States
Altanta, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Atlanta | GA | 02/2016 | 07/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 07/2017 | 10/2020 |
| Morgan Stanley | Atlanta | GA | 10/2020 | 10/2023 |
| Ubs Financial Services Inc | Atlanta | GA | 10/2023 | Present |
I*131093 For profit or not for profit: For-Profit Organization Name of outside business organization: Robert Moore Consulting Investment related: No Address of business: ATLANTA, Georgia 30324 Nature of business: Sole Proprietorship, Compensation for Activity: Position, title, association: , Start date of relationship: 5/4/2020 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: WEBSITE MAINTENENCE FOR GOLDEN TOUCH COMMERCIAL CLEANING LLC. JANITORIAL COMPANY. *440080 - RIM LOGISITCS; Investment related Yes; Mobile, Alabama; Automotive/Transportation; Officer, Partner (proprietor, partner, officer, director, employee, trustee, agent); 06/2021; During business hours: 0; After business hours: 5; Administrative
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-05 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-27 |
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