Best Investors Account Sign in
Inactive

Susannah Emami

Capital Group Private Client Services, Inc.

Los Angeles, CA

Los Angeles, CA

Claim This Profile
Current Employers
Capital Group Private Client Services, Inc.

333 South Hope Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-31
CA RA APPROVED 2021-07-01
GA RA APPROVED 2021-07-01
IL RA APPROVED 2021-07-01
NV RA APPROVED 2021-07-01
TX RA APPROVED_RES 2021-07-01
  • NY RA
    APPROVED
    Since 2021-07-31
  • CA RA
    APPROVED
    Since 2021-07-01
  • GA RA
    APPROVED
    Since 2021-07-01
  • IL RA
    APPROVED
    Since 2021-07-01
  • NV RA
    APPROVED
    Since 2021-07-01
  • TX RA
    APPROVED_RES
    Since 2021-07-01

Branch Locations

333 South Hope Street, Los Angeles, CA 90071 • United States

11100 Santa Monica Blvd., 16Th Floor, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kls Advisors Los Angeles CA 08/2013 03/2017
Alliance Bernstein Los Angeles CA 04/2017 09/2019
Capital Bank & Trust Company Los Angeles CA 09/2019 07/2021
Capital Group Private Client Services, Inc. Los Angeles CA 07/2021 Present
  • 08/2013 → 03/2017
    Kls Advisors
    Los Angeles, CA
  • 04/2017 → 09/2019
    Alliance Bernstein
    Los Angeles, CA
  • 09/2019 → 07/2021
    Capital Bank & Trust Company
    Los Angeles, CA
  • 07/2021 → Present
    Capital Group Private Client Services, Inc.
    Los Angeles, CA
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-09-01
S65 Uniform Investment Adviser Law Examination 2013-10-15
  • S63 Uniform Securities Agent State Law Examination
    2017-09-01
  • S65 Uniform Investment Adviser Law Examination
    2013-10-15
Other Names
  • Susie Emami

View on SEC IAPD

Other Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
TLG ADVISORS, INC.
NORTHERN TRUST SECURITIES, INC.
NUVEEN ASSET MANAGEMENT, LLC
WEALTHSPIRE RETIREMENT ADVISORY

Other Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER
Sarah Mushtaq Chhotani
Julie Ann Yoon
Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

More in Los Angeles, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor