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Puyallup, WA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-05-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Ins | Bothell | WA | 06/2016 | 06/2018 |
| Park Avenue Securities | Bothell | WA | 07/2016 | 07/2018 |
| Ae Wealth Management, Llc | Topeka | KS | 07/2018 | 07/2021 |
| Evergreen Home Loans | Tacoma | WA | 08/2018 | 12/2019 |
| Hall Consulting, Llc Dba Pace Wealth Advisors | Puyallup | WA | 09/2009 | Present |
| Prestige Home Mortgage | Vancouver | WA | 09/2021 | 09/2025 |
| Canopy Mortgage | Salt Lake City | UT | 09/2025 | Present |
I am engaged in multiple business activities in addition to my role as an investment adviser representative. These activities include providing investment advisory services, insurance-related services, and mortgage-related services. I operate as an investment adviser representative through my firm, Pace Wealth Advisors, where I provide financial planning and investment advisory services to clients. In addition, I am engaged in insurance-related activities, including the recommendation and implementation of fixed insurance and annuity products. I maintain direct contractual relationships with multiple insurance carriers and may receive commissions and/or fees in connection with these activities. I may also utilize third-party platforms, including Nationwide, to support fee-based insurance solutions. I am also engaged in mortgage-related activities, including originating or facilitating residential mortgage loans through licensed entities. I may receive compensation in connection with mortgage transactions. Clients may overlap across advisory, insurance, and mortgage activities. When this occurs, I take care to clearly disclose the capacity in which I am acting and the nature of the compensation I may receive. My insurance and mortgage-related activities are conducted outside of my role as an investment adviser representative and are not supervised by a broker-dealer. I do not maintain registration with a broker-dealer and do not engage in the sale of securities in a broker-dealer capacity. All investment advisory services are conducted through my registered investment adviser firm.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 2015-07-18 |
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