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Dustin Thomas Capco

Newedge Advisors

New Orleans, LA

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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-11-01
  • PA RA
    APPROVED
    Since 2021-11-01

Branch Locations

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
The Prudential Insurance Company Of America Belle Vernon PA 11/2013 10/2017
Pruco Securities Llc Belle Vernon PA 11/2013 10/2017
Scott Contracting Pittsburgh PA 10/2017 03/2019
Mid Atlantic Capital Corporation Pittsburgh PA 09/2019 Present
Mid Atlantic Financial Management, Inc. Pittsburgh PA 09/2019 Present
Mid Atlantic Capital Group Pittsburgh PA 03/2019 Present
Newedge Advisors, Llc. New Orleans LA 11/2021 Present
  • 11/2013 → 10/2017
    The Prudential Insurance Company Of America
    Belle Vernon, PA
  • 11/2013 → 10/2017
    Pruco Securities Llc
    Belle Vernon, PA
  • 10/2017 → 03/2019
    Scott Contracting
    Pittsburgh, PA
  • 09/2019 → Present
    Mid Atlantic Capital Corporation
    Pittsburgh, PA
  • 09/2019 → Present
    Mid Atlantic Financial Management, Inc.
    Pittsburgh, PA
  • 03/2019 → Present
    Mid Atlantic Capital Group
    Pittsburgh, PA
  • 11/2021 → Present
    Newedge Advisors, Llc.
    New Orleans, LA
Previous Registrations
  • 2019-09-17 → 2021-11-01
    Mid Atlantic Financial Management, Inc.
    Pittsburgh, PA
  • 2016-05-10 → 2017-10-25
    Pruco Securities, Llc.
    Canonsburg, PA
    Belle Vernon, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-12
S63 Uniform Securities Agent State Law Examination 2014-03-03
  • S65 Uniform Investment Adviser Law Examination
    2016-04-12
  • S63 Uniform Securities Agent State Law Examination
    2014-03-03

View on SEC IAPD

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