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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-11-29 |
| TX | RA | APPROVED | 2016-11-29 |
Branch Locations
2555-2595 W Chandler Blvd Ci Client Management, Chandler, AZ 85224 • United States
194 Wood Ave S Ci Business Controls, Iselin, NJ 08830 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 12/2013 | Present |
| Bank Of America, N.A. | Chandler | AZ | 07/2019 | Present |
I*5034268, Entity Type: Entity For Profit, Name of OBA: Communication your Way / Grandpa K Reading Time, Address: Phoenix, Arizona, 85022, Investment Related: N, Position, Title, Association: ["Employee"], Employee Start Date: 07/25/2026, No Hours: 8 Weekly, No Hours during Trading: 0 Weekly, Duties: I may help my father direct the content, I will also read and talk through the social media channel. I will have specific segments with enriching content that will be tied to my YouTube/TikTok Channels. Education, Reading, Science, Math, Critical Thinking and Phonics through positive encouragement (teaching, reading and speaking to children through online)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-28 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-25 |
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