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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-07-03 |
| CA | RA | APPROVED | 2019-06-20 |
Branch Locations
1331 N California Blvd, Walnut Creek, CA 94596 • United States
14100 N 83Rd Ave Workplace Benefits, Peoria, AZ 85381 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oakland | CA | 12/2013 | 05/2019 |
| Bofa Securities, Inc. | Oakland | CA | 05/2019 | 06/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oakland | CA | 06/2019 | Present |
I*1597258Name of OBA: Linfield University Address: McMinnville, Oregon Investment Related: No Position, Title, Association: Committee Employee Start Date: 02/15/2024 No Hours: 0 No Hours during trading: 0Duties: Business School Advisory Council - Professional, external program review Strategic direction, Advocacy and development as well as fundraising efforts. I*2129320, Entity Type, Name of OBA: Diablo Country Club Address: DanvilleCalifornia94526 Investment Related: No Position, Title, Association: Committee Employee Start Date:01/13/2025 No Hours: 5 monthly No Hours during trading: 0 Duties: Court sports committee member will allow me to help shape court sports at our club for existing and new members. Things like events, tournaments, socials, efficiencies, etc..
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-04 |
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