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Phillip Richard Fiore

Equitable Advisors, LLC

Los Angeles, CA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-12-09
TX RA APPROVED_RES 2016-01-11
  • CA RA
    APPROVED
    Since 2019-12-09
  • TX RA
    APPROVED_RES
    Since 2016-01-11

Branch Locations

5700 Wilshire Blvd Suite 120A, Los Angeles, CA 90036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors Llc New York NY 03/2014 06/2020
Equitable Advisors, Llc New York NY 03/2014 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-05
S63 Uniform Securities Agent State Law Examination 2014-04-25
  • S65 Uniform Investment Adviser Law Examination
    2014-09-05
  • S63 Uniform Securities Agent State Law Examination
    2014-04-25
Other Names
  • Phillip Fiore
  • Phil Fiore

View on SEC IAPD

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