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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-02-27
  • MN RA
    APPROVED
    Since 2015-02-27

Branch Locations

Buffalo, MN • United States

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 02/2015 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
Previous Registrations
  • 2014-04-02 → 2015-02-24
    Cetera Wealth Services, Llc
    El Segundo, CA
    Minnetonka, MN
Other Businesses

Name of Activity: Lindell Investments, LLC; Date Activity Started/Modified/Ended: 06/17/2025; Type of Activity: Investment real estate; Role/Relationship: Partner; Responsibilities: Partner in family land holdings that includes farm land. Income is generated via custom farming. Duties are minimal but include assissting in the oversight of farming operations.; Total Hours Per Month: 0 to 20; Total Hours Per Month During Trading Hours: 0 to 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No;-- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-01
  • S66 Uniform Combined State Law Examination
    2014-04-01
Designations

View on SEC IAPD

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