Brooke Courtney Goldstein

Current Employers

Employment History

• 12/2013 → 06/2019
  Oppenheimer & Co. Inc.
  Los Angeles, CA
• 06/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2019 → Present
  Goldstein Financial Group
  Los Angeles, CA
• 06/2019 → Present
  Brentwood Financial Advisors
  Los Angeles, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-01-01 → 2019-06-14
  Oppenheimer & Co. Inc.
  Los Angeles, CA

Other Businesses

1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 6/2016; APX # OF HRS/WK & DUR TRD HRS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2) NAME OF OTHER BUSINESS: GOLDSTEIN FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 6/19 POSITION/TITLE/RELATIONSHIP: SECRETARY APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 50 BRIEF DESCRIPTION OF DUTIES: SECRETARY 3) NAME OF OTHER BUSINESS: TRUSTEE FOR FAMILY INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FAMILY TRUST START DATE: 7/1993 POSITION/TITLE/RELATIONSHIP: CO-TRUSTEE WITH MOM APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: CO-TRUSTEE WITH MOM 4) NAME OF OTHER BUSINESS: BRENTWOOD FINANCIAL ADVISORS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 6/2019 POSITION/TITLE/RELATIONSHIP: CO-FOUNDER AND PARTNER APX NUMBER OF HOURS PER WEEK: 50 APX NUMBER OF HOURS DURING TRADING HOURS: 50 BRIEF DESCRIPTION OF DUTIES: CO-FOUNDER AND PARTNER ; 5) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: ASPEN CO 81611 ; NATURE OF BUSINESS: REAL ESTATE ; START DATE: 10/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER / LANDLORD ; APX NUMBER OF HOURS PER WEEK: 2-3 ; APX NUMBER OF HOURS DURING TRADING HOURS: 2-3 ; BRIEF DESCRIPTION OF DUTIES: RENTAL PROPERTY ; 6) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: PODCAST; START DATE: 11/2023 POSITION/TITLE/RELATIONSHIP: PODCASTER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: FUN PODCAST CALLED, "ADULTING" TO ASK QUESTIONS THAT ADULTS SHOULD KNOW TO PROFESSIONS SUCH AS FIREFIGHTERS, COPS, PLUMBERS, ETC.;

Exams

• S66 Uniform Combined State Law Examination
  2014-12-30