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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-06-29 |
Branch Locations
41 S. High Street, Columbus, OH 43215 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-01-22 |
Branch Locations
Plymouth 34Th Ave 15525 34Th Ave N, Plymouth, MN 55447 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Securities Llc | Madison | WI | 11/2013 | 02/2017 |
| Jpmorgan Chase Bank | Madison | WI | 09/2012 | 02/2017 |
| Midwest Casino Company | Madison | WI | 10/2014 | 01/2024 |
| Wells Fargo | Madison | WI | 04/2017 | 12/2017 |
| Bmo Harris Bank | Madison | WI | 12/2017 | 12/2018 |
| Bmo Harris Bank | Madison | WI | 12/2018 | 06/2023 |
| Lpl Financial Llc | Madison | WI | 03/2021 | 06/2023 |
| U.S. Bancorp Investments, Inc. | Madison | WI | 07/2023 | 01/2024 |
| The Huntington Investment Company | Columbus | OH | 01/2024 | Present |
| Ameriprise Financial Services, Llc | Plymouth | MN | 06/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 2014-02-14 |
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