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Richard Truong

Benningfield Financial Advisors, LLC

San Francisco, CA

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Current Employers
Benningfield Financial Advisors, Llc

1160 Battery Street East, Suite 100, San Francisco, CA 94111 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-02-26
  • CA RA
    APPROVED
    Since 2020-02-26

Branch Locations

1160 Battery Street East, Suite 100, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Benningfield Financial Advisors, Llc San Francisco CA 01/2019 Present
Dragon Financial Group San Mateo CA 08/2014 01/2019
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-12
S63 Uniform Securities Agent State Law Examination 2014-03-13
  • S65 Uniform Investment Adviser Law Examination
    2020-02-12
  • S63 Uniform Securities Agent State Law Examination
    2014-03-13

View on SEC IAPD

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