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Michael Jeffrey Richards

Axos Invest, Inc

Los Angeles, CA

Las Vegas, NV

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Current Employers
Axos Invest, Inc

9205 W Russell Road Suite 400, Las Vegas, NV 89148 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-08
  • CA RA
    APPROVED
    Since 2025-04-08

Branch Locations

700 S Flower St, Ste 2300, Los Angeles, CA 90017 • United States

9205 W Russell Road Suite 400, Las Vegas, NV 89148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Bank Los Angeles CA 06/2010 11/2016
City National Bank Los Angeles CA 04/2018 03/2020
City National Bank Los Angeles CA 11/2016 04/2018
City National Bank Los Angeles CA 03/2020 03/2025
Axos Bank Los Angeles CA 03/2025 Present
  • 06/2010 → 11/2016
    City National Bank
    Los Angeles, CA
  • 04/2018 → 03/2020
    City National Bank
    Los Angeles, CA
  • 11/2016 → 04/2018
    City National Bank
    Los Angeles, CA
  • 03/2020 → 03/2025
    City National Bank
    Los Angeles, CA
  • 03/2025 → Present
    Axos Bank
    Los Angeles, CA
Previous Registrations
  • 2014-06-18 → 2025-03-25
    Rbc Securities, Inc
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-15
  • S66 Uniform Combined State Law Examination
    2014-01-15
Designations

View on SEC IAPD

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Sarah Mushtaq Chhotani
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Olivia R DiNapoli
Natalie Jeanne-Marie Glover
JAMES EDGAR BERLINER

Other Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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