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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-05
CA RA APPROVED 2023-11-13
  • TX RA
    APPROVED
    Since 2025-02-05
  • CA RA
    APPROVED
    Since 2023-11-13

Branch Locations

Lancaster, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
George Andrews Lancaster CA 12/2013 07/2018
James Loken Lancaster CA 06/2016 07/2018
Thrivent Investment Management Inc Thousand Oaks CA 03/2018 01/2021
George Andrews - Thrivent Financial Lancaster CA 07/2018 01/2022
Thrivent Investment Management Inc Lancaster CA 07/2023 Present
Unemployed Lancaster CA 01/2022 07/2023
Thrivent Financial Appleton WI 01/2024 Present
  • 12/2013 → 07/2018
    George Andrews
    Lancaster, CA
  • 06/2016 → 07/2018
    James Loken
    Lancaster, CA
  • 03/2018 → 01/2021
    Thousand Oaks, CA
  • 07/2018 → 01/2022
    George Andrews - Thrivent Financial
    Lancaster, CA
  • 07/2023 → Present
    Lancaster, CA
  • 01/2022 → 07/2023
    Unemployed
    Lancaster, CA
  • 01/2024 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-12
  • S66 Uniform Combined State Law Examination
    2023-11-12
Other Names
  • Stephanie Nicole Lyons
  • Stephanie Nicole Lyons
  • Stephanie Nicole Lyons

View on SEC IAPD

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