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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Mcpherson | KS | 12/2013 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | Mcpherson | KS | 07/2014 | 07/2021 |
| Live Free Ministries | Mcpherson | KS | 10/2014 | 06/2019 |
| Mcpherson City Fc | Mcpherson | KS | 03/2016 | 11/2016 |
| Kansas State High School Activities Association | Topeka | KS | 08/2016 | 11/2016 |
| Resolute Enterprises Llc | Mcpherson | KS | 03/2017 | 07/2021 |
| Kiwanis International | Hillsboro | KS | 10/2018 | 07/2021 |
| Kiwanis International | Hillsboro | KS | 10/2019 | 07/2021 |
| Lpl Financial Llc | Mcpherson | KS | 07/2021 | Present |
1.03/21/2022 - No Business Name - Investment Related - McPherson, KS 67460 - Real Estate Rental - Start Date - 11/12/2021 - 0 Hours Per Month/0 Hours During Securities Trading. 2.09/13/2022 - Security Benefit - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date - 08/17/2022 - 2 Hours Per Month/2 Hours During Securities Trading. 3.09/30/2022 - Be Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/01/2022 - 160 Hours Per Month/7 Hours During Securities Trading. 4. 09/20/2023 - Be Assured - Insurance Agency - Investment Related - 1041 S Ohio St, Salina, KS 67401 - Start Date 09/20/2023 - 2 Hours Per Month/ During Trading. 5) 10/07/2025 - Be Tax, LLC - Investment Related - Tax Prep/Accounting/CPA - Salina, KS - Start Date:09/15/2025 - 20 Hrs/Mth - 4 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-31 |
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