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William L Gaines

Commonwealth Financial Network

Johns Island, SC

Annapolis, MD

Prince Frederick, MD

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-05-20
TX RA APPROVED_RES 2026-03-24
MD RA APPROVED 2016-08-19
  • SC RA
    APPROVED
    Since 2026-05-20
  • TX RA
    APPROVED_RES
    Since 2026-03-24
  • MD RA
    APPROVED
    Since 2016-08-19

Branch Locations

Johns Island, SC • United States

172 West Street Suite 7, Annapolis, MD 21401 • United States

131 Main Street Suite 200, Prince Frederick, MD 20678 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 08/2016 Present
Pathway Wealth Partners Prince Frederick MD 07/2024 Present
Previous Registrations
  • 2014-07-07 → 2016-08-22
    Edward Jones
    Prince Frederick, MD
    St Louis, MO
    Dunkirk, MD
Other Businesses

Fixed insurance sales; as of 2016; Less than 10% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-04
  • S66 Uniform Combined State Law Examination
    2014-04-04
Other Names
  • Bill Gaines
  • William Lawrence Gaines
  • William Lawrence Gaines

View on SEC IAPD

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