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Current Employers
Baker Tilly Wealth Management, Llc

4807 Innovate Lane, Madison, WI 53718 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2024-12-09
IN RA APPROVED 2021-09-24
MN RA APPROVED 2021-09-24
  • MT RA
    APPROVED
    Since 2024-12-09
  • IN RA
    APPROVED
    Since 2021-09-24
  • MN RA
    APPROVED
    Since 2021-09-24

Branch Locations

4807 Innovate Lane, Madison, WI 53718 • United States

Anaconda, MT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Bank St. Paul MN 03/2016 04/2017
Springsted Inc St. Paul MN 04/2017 03/2019
Baker Tilly Municipal Advisors, Llc St. Paul MN 03/2019 12/2020
Baker Tilly Investment Services, Llc St. Paul MN 03/2020 12/2020
Baker Tilly Us, Llp St. Paul MN 03/2020 12/2020
Baker Tilly Financial, Llc St. Paul MN 12/2020 12/2020
Northland Securities, Inc Minneapolis MN 01/2021 08/2021
Baker Tilly Wealth Management, Llc Anaconda MT 09/2021 Present
Baker Tilly Municipal Advisors, Llc Anaconda MT 09/2021 Present
Baker Tilly Advisory Group, Lp Anaconda MT 09/2021 Present
  • 03/2016 → 04/2017
    Us Bank
    St. Paul, MN
  • 04/2017 → 03/2019
    Springsted Inc
    St. Paul, MN
  • 03/2019 → 12/2020
    Baker Tilly Municipal Advisors, Llc
    St. Paul, MN
  • 03/2020 → 12/2020
    Baker Tilly Investment Services, Llc
    St. Paul, MN
  • 03/2020 → 12/2020
    Baker Tilly Us, Llp
    St. Paul, MN
  • 12/2020 → 12/2020
    Baker Tilly Financial, Llc
    St. Paul, MN
  • 01/2021 → 08/2021
    Minneapolis, MN
  • 09/2021 → Present
    Anaconda, MT
  • 09/2021 → Present
    Baker Tilly Municipal Advisors, Llc
    Anaconda, MT
  • 09/2021 → Present
    Baker Tilly Advisory Group, Lp
    Anaconda, MT
Previous Registrations
Other Businesses

BAKER TILLY WEALTH MANAGEMENT, LLC ("BTWM") IS A CONTROLLED SUBSIDIARY OF BAKER TILLY ADVISORY GROUP, LP ("BAKER TILLY"). SALARY AND VARIABLE COMPENSATION (IF APPLICABLE) IS PAID BY BAKER TILLY. 5% OF TIME IS SPENT ON ADVISORY SERVICES WITH BTWM. THERE IS AN EXPENSE SHARING AGREEMENT IN PLACE BETWEEN BTWM & BAKER TILLY WHICH GOVERNS SHARING OF PERSONNEL AND RESOURCES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-04-01
S65 Uniform Investment Adviser Law Examination 2020-03-05
  • S63 Uniform Securities Agent State Law Examination
    2021-04-01
  • S65 Uniform Investment Adviser Law Examination
    2020-03-05
Other Names
  • Steven Scharff

View on SEC IAPD

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