Daniel Roy Malcolm

Current Employers

Sequent Planning, Llc

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2021-08-03

MI RA
APPROVED

Since 2021-08-03

Branch Locations

Lansing, MI • United States

8807 Indian Hills Drive, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Lansing	MI	12/2017	Present
First National Bank Of America	East Lansing	MI	07/2014	06/2021

12/2017 → Present

Self Employed

Lansing, MI
07/2014 → 06/2021

First National Bank Of America

East Lansing, MI

Previous Registrations

2014-04-08 → 2014-04-15

Edward Jones

Lansing, MI

St Louis, MO

Other Businesses

INSURANCE AGENT - 12/2017 TO PRESENT. INVESTMENTRELATED. 4228 BARTON ROAD, LANSING, MI 48917. DUTIES INCLUDE OFFERING INSURANCE PRODUCTS ANDSERVICES TO CLIENTS AND PROSPECTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-07-17
S66	Uniform Combined State Law Examination	2014-02-07

S65 Uniform Investment Adviser Law Examination

2021-07-17
S66 Uniform Combined State Law Examination

2014-02-07

View on SEC IAPD