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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-08-01 |
| KS | RA | APPROVED | 2016-06-08 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
1723 Williams St, Great Bend,, KS 67530 • United States
201 East Ave S, Lyons, KS 67554 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2021-08-30 |
Branch Locations
Great Bend, KS • United States
128 S Broadway Avenue, Sterling, KS 67579 • United States
201 East Ave S, Lyons, KS 67554 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Schwarz Insurance Group | Silver Lake | KS | 05/2014 | Present |
| Cobler Capital Management | Silver Lake | KS | 10/2015 | Present |
| Lpl Financial, Llc | Great Bend | KS | 06/2016 | Present |
| Private Advisor Group, Llc | Great Bend | KS | 06/2016 | Present |
1. 6/7/2016 - ANDERSON FINANCIAL LTD - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Time Spent 50%. 2. 2/2/2017 - Private Advisor Group - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - 80 Hours Per Month - Time Spent 50% - Provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity on 02/02/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 6/12/2018 - Anderson Schwarz Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2018 - 120 Hours Per Month/5 Hours During Securities Trading. 4. 6/16/2021 - BlackWald Financial LTD - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 7/1/2021 - 200 Hours Per Month/5 Hours During Securities Trading - S-Corp for tax savings. 5. 10/01/2021 - BlackWald Financial Ltd - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 07/01/2021 - 160 Hours Per Month/5 Hours During Securities Trading. 6. 10/03/2022 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other - Notary of the State of Kansas - Notary of State of Kansas - Start Date - 01/21/2022 - 1 Hours Per Month/1 Hours During Securities Trading - Notary public
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-02 |
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