Best Investors Account Sign in
Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-01
KS RA APPROVED 2016-06-08
  • TX RA
    APPROVED_RES
    Since 2024-08-01
  • KS RA
    APPROVED
    Since 2016-06-08

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

1723 Williams St, Great Bend,, KS 67530 • United States

201 East Ave S, Lyons, KS 67554 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-08-30
  • KS RA
    APPROVED
    Since 2021-08-30

Branch Locations

Great Bend, KS • United States

128 S Broadway Avenue, Sterling, KS 67579 • United States

201 East Ave S, Lyons, KS 67554 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Schwarz Insurance Group Silver Lake KS 05/2014 Present
Cobler Capital Management Silver Lake KS 10/2015 Present
Lpl Financial, Llc Great Bend KS 06/2016 Present
Private Advisor Group, Llc Great Bend KS 06/2016 Present
  • 05/2014 → Present
    Schwarz Insurance Group
    Silver Lake, KS
  • 10/2015 → Present
    Cobler Capital Management
    Silver Lake, KS
  • 06/2016 → Present
    Great Bend, KS
  • 06/2016 → Present
    Great Bend, KS
Previous Registrations
Other Businesses

1. 6/7/2016 - ANDERSON FINANCIAL LTD - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Time Spent 50%. 2. 2/2/2017 - Private Advisor Group - DBA: (Hybrid) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - 80 Hours Per Month - Time Spent 50% - Provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity on 02/02/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 6/12/2018 - Anderson Schwarz Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/01/2018 - 120 Hours Per Month/5 Hours During Securities Trading. 4. 6/16/2021 - BlackWald Financial LTD - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 7/1/2021 - 200 Hours Per Month/5 Hours During Securities Trading - S-Corp for tax savings. 5. 10/01/2021 - BlackWald Financial Ltd - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 07/01/2021 - 160 Hours Per Month/5 Hours During Securities Trading. 6. 10/03/2022 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other - Notary of the State of Kansas - Notary of State of Kansas - Start Date - 01/21/2022 - 1 Hours Per Month/1 Hours During Securities Trading - Notary public

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-02
  • S66 Uniform Combined State Law Examination
    2014-10-02
Other Names
  • Cole Schwarz

View on SEC IAPD

More in Morristown, NJ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor