Troy Puls

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-01-08
FL	RA	APPROVED	2018-03-09

TX RA
APPROVED_RES

Since 2020-01-08
FL RA
APPROVED

Since 2018-03-09

Branch Locations

9000 Southside Blvd Bldg 200, Jacksonville, FL 32256 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jacksonville	FL	01/2018	Present
Adt Security Services	Jacksonville	FL	05/2017	01/2018
Pet Paradise Resorts	Jacksonville	FL	03/2017	04/2017
Unemployed	Middleburg	FL	01/2017	02/2017
Bank Of America	Jacksonville	FL	06/2016	01/2017

01/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL
05/2017 → 01/2018

Adt Security Services

Jacksonville, FL
03/2017 → 04/2017

Pet Paradise Resorts

Jacksonville, FL
01/2017 → 02/2017

Unemployed

Middleburg, FL
06/2016 → 01/2017

Bank Of America

Jacksonville, FL

Previous Registrations

2014-05-01 → 2016-06-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

Jacksonville, FL

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-04-24
S63	Uniform Securities Agent State Law Examination	2014-03-12

S66 Uniform Combined State Law Examination

2014-04-24
S63 Uniform Securities Agent State Law Examination

2014-03-12

Other Names

Gordon Troy Puls
G Troy Puls
Troy G Puls
G T Puls

View on SEC IAPD

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