Frank Walter Sullivan

Current Employers

First Command Advisory Services

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-08-20

TX RA
APPROVED

Since 2021-08-20

Branch Locations

1 Firstcomm Plaza, Fort Worth, TX 76109 • United States

Granbury, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
First Command Financial Planning, Inc.	Fort Worth	TX	11/2014	02/2020
Frost Brokerage Services	Fort Worth	TX	03/2020	Present

11/2014 → 02/2020

First Command Financial Planning, Inc.

Fort Worth, TX
03/2020 → Present

Frost Brokerage Services

Fort Worth, TX

Previous Registrations

2020-05-07 → 2021-07-09

Frost Investment Services

Fort Worth, TX

Other Businesses

Name of the other business: Self - executor ; Whether the business is investment-related: No ; Address of the other business: 2022 Day Dr. Granbury, TX 76048 ; Nature of the other business: Trustee/Executor/POA ; Your position, title, or relationship with the other business: Executor ; The start date of your relationship: 6/6/2023 ; The approximate number of hours/month you devote to the other business: 1 to 5 ; The number of hours you devote to the other business during securities trading hours: None ; Briefly describe your duties relating to the other business: act as independent administrator and executor of family members estate

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-05-07
S63	Uniform Securities Agent State Law Examination	2006-07-06

S66 Uniform Combined State Law Examination

2020-05-07
S63 Uniform Securities Agent State Law Examination

2006-07-06

Other Names

Frank Walter Sullivan Iv
Frank Walter Sullivan
Frank Walter Sullivan
Frank Walter Sullivan
Frank W Sullivan

View on SEC IAPD