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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2018-05-15 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Evans | GA | 11/2013 | 09/2017 |
| Bank Of America, N.A. | Evans | GA | 12/2015 | 09/2017 |
| Unemployed | Evans | GA | 09/2017 | 02/2018 |
| The Bradley Schools | Evans | GA | 02/2018 | 04/2018 |
| Cetera Investment Services Llc | St. Cloud | MN | 05/2018 | Present |
| Cetera Investment Advisers Llc | Evans | GA | 05/2018 | Present |
| Regions Bank | Evans | GA | 05/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-13 |
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