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Christopher Paul Hughes

Northwestern Mutual Investment Services, LLC

Wellesley, MA

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-07-26
  • MA RA
    APPROVED
    Since 2023-07-26

Branch Locations

93 Worcester St Ste 300, Wellesley, MA 02481 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Retail Management Andover MA 02/2015 04/2023
Scott Desantis Boston MA 05/2023 06/2026
Northwestern Mutual Investment Services Llc Boston MA 07/2023 06/2026
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2023 Present
Matt Russo Wellesley MA 06/2026 Present
Northwestern Mutual Investment Services Llc Wellesley MA 06/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-07
S63 Uniform Securities Agent State Law Examination 2015-05-04
  • S65 Uniform Investment Adviser Law Examination
    2019-11-07
  • S63 Uniform Securities Agent State Law Examination
    2015-05-04

View on SEC IAPD

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