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10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-11 |
| IL | RA | APPROVED | 2022-11-17 |
Branch Locations
10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 11/2013 | 11/2022 |
| Scouts Baseball | Lake Forest | IL | 01/2012 | 01/2020 |
| Elite Basebal Training | Chicago | IL | 01/2012 | 01/2020 |
| Bank Of America, N.A. | Northbrook | IL | 04/2014 | 11/2022 |
| Vestor Capital, Llc | Chicago | IL | 11/2022 | Present |
I*103937 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: DANIEL MURPHY SCHOLARSHIP FOUNDATION INVESTMENT RELATED: N ADDRESS OF BUSINESS: CHICAGO, 60606 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: OTHER, ASSOCIATE BOARD MEMBER START DATE OF RELATIONSHIP: 4/1/2017 NUMBER OF HOURS DEVOTED: 20 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ASSISTING WITH VOLUNTEER OPPORTUNITIES AND FUNDRAISING ACTIVITIES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-10 |
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