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Melissa Lynne Fitzgerald

Capital Client Group, Inc.

Chicago, IL

Chicago, IL

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-03-22
  • IL RA
    APPROVED
    Since 2025-03-22

Branch Locations

Chicago, IL • United States

444 W. Lake St., Suite 4600, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Hedge Fund Solutions / Ubs Asset Management, Inc. Stamford CT 07/2016 05/2022
Foreside Fin. Svcs, Llc / Ppm America Chicago IL 06/2022 08/2024
Capital Group / Capital Client Group, Inc. Chicago IL 02/2025 03/2025
Unemployed Chicago IL 08/2024 02/2025
Capital Client Group, Inc. Chicago IL 03/2025 Present
  • 07/2016 → 05/2022
    Ubs Hedge Fund Solutions / Ubs Asset Management, Inc.
    Stamford, CT
  • 06/2022 → 08/2024
    Foreside Fin. Svcs, Llc / Ppm America
    Chicago, IL
  • 02/2025 → 03/2025
    Capital Group / Capital Client Group, Inc.
    Chicago, IL
  • 08/2024 → 02/2025
    Unemployed
    Chicago, IL
  • 03/2025 → Present
    Capital Client Group, Inc.
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-21
S66 Uniform Combined State Law Examination 2016-03-10
  • S65 Uniform Investment Adviser Law Examination
    2025-03-21
  • S66 Uniform Combined State Law Examination
    2016-03-10
Other Names
  • Melissa Lynne Fitzgerald
  • Melissa Fitzgerald

View on SEC IAPD

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