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Emily Bast

Wells Fargo Clearing Services, LLC

St. Louis, MO

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2016-11-18
  • MO RA
    APPROVED
    Since 2016-11-18

Branch Locations

St. Louis, MO • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Clearing St Louis MO 11/2015 11/2016
Wells Fargo Clearing Services St. Louis MO 11/2016 Present
  • 11/2015 → 11/2016
    First Clearing
    St Louis, MO
  • 11/2016 → Present
    Wells Fargo Clearing Services
    St. Louis, MO
Other Businesses

EXECUTOR FOR PARENT'S ESTATE, INV RELATED, BLACK JACK, MO, START: 8/05/2019, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-03-30
S63 Uniform Securities Agent State Law Examination 2014-03-14
  • S65 Uniform Investment Adviser Law Examination
    2015-03-30
  • S63 Uniform Securities Agent State Law Examination
    2014-03-14
Other Names
  • Emily Allison Bast

View on SEC IAPD

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