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Adam Philip Debes

Northwestern Mutual Investment Services, LLC

Franklin, WI

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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-01-01
  • WI RA
    APPROVED
    Since 2025-01-01

Branch Locations

One Northwestern Mutual Way, Franklin, WI 53132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital One Investing, Llc Wilmington DE 12/2013 09/2018
Unemployed Philadelphia PA 09/2018 03/2020
Northwestern Mutual Investment Services, Llc Franklin WI 04/2020 Present
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2020 Present
  • 12/2013 → 09/2018
    Capital One Investing, Llc
    Wilmington, DE
  • 09/2018 → 03/2020
    Unemployed
    Philadelphia, PA
  • 04/2020 → Present
    Northwestern Mutual Investment Services, Llc
    Franklin, WI
  • 03/2020 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
Previous Registrations
  • 2014-09-30 → 2018-09-17
    Capital One Advisors, Llc
    Mclean, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-30
  • S66 Uniform Combined State Law Examination
    2014-09-30

View on SEC IAPD

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