Hye Ri Kim

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-10-20
CA	RA	APPROVED	2019-06-17

TX RA
APPROVED_RES

Since 2021-10-20
CA RA
APPROVED

Since 2019-06-17

Branch Locations

5700 Wilshire Blvd Suite 120A, Los Angeles, CA 90036 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	07/2014	06/2020
Equitable Advisors, Llc	New York	NY	07/2014	Present

07/2014 → 06/2020

Axa Advisors, Llc

New York, NY
07/2014 → Present

Equitable Advisors, Llc

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-06-13
S63	Uniform Securities Agent State Law Examination	2014-06-25

S65 Uniform Investment Adviser Law Examination

2019-06-13
S63 Uniform Securities Agent State Law Examination

2014-06-25

Other Names

Hye-Ri Kim

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

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