Andrea Marshall Williams

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2009-10-23

RI RA
APPROVED

Since 2009-10-23

Branch Locations

1 Financial Plz, Providence, RI 02903 • United States

One Bryant Park, New York, NY 10036 • United States

Rumford, RI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America, N.A.	Providence	RI	04/2006	Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Boston	MA	10/2009	Present

04/2006 → Present

Bank Of America, N.A.

Providence, RI
10/2009 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Boston, MA

Previous Registrations

2006-10-10 → 2009-10-23

Banc Of America Investment Services, Inc.

Providence, RI

Providence, RI

Boston, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-10-06

S66 Uniform Combined State Law Examination

2006-10-06

Other Names

Andrea Williams

View on SEC IAPD