Ashley Candace Costello

Current Employers

Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2025-06-03

OH RA
APPROVED

Since 2025-06-03

Branch Locations

Willoughby, OH • United States

2000 Auburn Dr. Suite 460, Beachwood, OH 44122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Planners Of Cleveland Dba Nca Financial Planners	Cleveland	OH	11/2013	06/2018
Royal Alliance Associates, Inc.	Cleveland	OH	06/2014	06/2018
Royal Alliance	Mayfield Hts	OH	08/2018	01/2022
Financial Planners Of Cleveland Dba Nca Financial Planners	Mayfield Heights	OH	08/2018	01/2022
Sequoia Financial Group, Llc.	Mayfield Heights	OH	01/2022	12/2023
Sequoia Financial Group, Llc.	Mayfield Heights	OH	01/2024	05/2025
Mariner	Overland Park	KS	05/2025	Present

11/2013 → 06/2018

Financial Planners Of Cleveland Dba Nca Financial Planners

Cleveland, OH
06/2014 → 06/2018

Royal Alliance Associates, Inc.

Cleveland, OH
08/2018 → 01/2022

Royal Alliance

Mayfield Hts, OH
08/2018 → 01/2022

Financial Planners Of Cleveland Dba Nca Financial Planners

Mayfield Heights, OH
01/2022 → 12/2023

Sequoia Financial Group, Llc.

Mayfield Heights, OH
01/2024 → 05/2025

Sequoia Financial Group, Llc.

Mayfield Heights, OH
05/2025 → Present

Mariner

Overland Park, KS

Previous Registrations

2022-01-12 → 2025-06-27

Sequoia Financial Group, L.L.C.

Mayfield Heights, OH

Akron, OH
2018-08-22 → 2022-11-07

Nca Financial Planners

Mayfield Heights, OH
2018-08-20 → 2022-01-18

Osaic Wealth, Inc.

Mayfield Hts, OH
2014-08-22 → 2018-06-11

Nca Financial Planners

Mayfield Heights, OH

Other Businesses

1) ASHLEY COSTELLO POSITION: FINANCIAL ADVISOR NATURE: NOTARY - NON INVESTMENT RELATED, NOTARIZE PRIMARILY AS A CONVENIENCE FOR CLIENTS. START 2/18/2015. LESS THAN 1 HOUR/MONTH OF TIME. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/18/2015 DESCRIPTION: NOTARIZE MISC. CLIENT DOCUMENTS ON AN AS NEEDED BASIS. 2) FINANCIAL PLANNERS OF CLEVELAND, INC. DBA NCA FINANCIAL PLANNERS POSITION: Investment Advisory Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 10/30/2014 ADDRESS: 6095 Parkland Blvd., Suite 210, Mayfield Heights OH 44124 DESCRIPTION: Meet with clients, determine allocation of client assets, provide general financial planning services and customer service. 3) ASHLEY COSTELLO POSITION: On Air Personality NATURE: Individual INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/06/2021 ADDRESS: 38402 GOLD RUSH DR, WILLOUGHBY OH 44094, United States DESCRIPTION: Present an array of general public interest topics during local AM radio show. No specific investments or securities are discussed, no recommendations are made.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-10-30

S66 Uniform Combined State Law Examination

2014-10-30

Designations

View on SEC IAPD