Josephine Yap

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2009-06-01
TX	RA	APPROVED	2009-06-01

CA RA
APPROVED

Since 2009-06-01
TX RA
APPROVED

Since 2009-06-01

Branch Locations

Morgan Hill, CA • United States

225 West Santa Clara Street Suite 900, San Jose, CA 95113 • United States

Berkeley, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	San Jose	CA	06/2009	Present

06/2009 → Present

Morgan Stanley Smith Barney

San Jose, CA

Previous Registrations

2008-04-15 → 2009-06-01

Morgan Stanley & Co. Llc

San Jose, CA

Other Businesses

*585238- Rental Property; Investment related: Yes; San Jose, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2024; During business hours: 0; After business hours: 0; Owner of Property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-04-11
S63	Uniform Securities Agent State Law Examination	2006-08-04

S66 Uniform Combined State Law Examination

2008-04-11
S63 Uniform Securities Agent State Law Examination

2006-08-04

View on SEC IAPD