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Alvin Ly

Bison Capital Advisors, LLC

Oklahoma City, OK

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Current Employers
Bison Capital Advisors, Llc

1601 Nw Expressway Suite 1515, Oklahoma City, OK 73118 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-03-15
TX RA APPROVED 2024-03-15
  • OK RA
    APPROVED
    Since 2024-03-15
  • TX RA
    APPROVED
    Since 2024-03-15

Branch Locations

1601 Nw Expressway Suite 1515, Oklahoma City, OK 73118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Baker Group Oklahoma City OK 05/2013 06/2018
Baker Asset Management Llc Oklahoma City OK 06/2018 05/2020
Bison Capital Advisors Llc Oklahoma City OK 05/2020 Present
  • 05/2013 → 06/2018
    The Baker Group
    Oklahoma City, OK
  • 06/2018 → 05/2020
    Baker Asset Management Llc
    Oklahoma City, OK
  • 05/2020 → Present
    Bison Capital Advisors Llc
    Oklahoma City, OK
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-02-27
  • S63 Uniform Securities Agent State Law Examination
    2014-02-27
Designations
Other Names
  • Alvin Huy Ly

View on SEC IAPD

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