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Current Employers
Lord, Abbett & Co. Llc

30 Hudson Street, Jersey City, NJ 07302-4804 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-03-21
TX RA APPROVED 2025-03-20
  • NJ RA
    APPROVED
    Since 2025-03-21
  • TX RA
    APPROVED
    Since 2025-03-20

Branch Locations

Needham, MA • United States

30 Hudson Street, Jersey City, NJ 07302-4804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Putnam Retail Management Andover MA 11/2013 09/2021
Fidelity Investments Smithfield RI 09/2021 Present
  • 11/2013 → 09/2021
    Putnam Retail Management
    Andover, MA
  • 09/2021 → Present
    Fidelity Investments
    Smithfield, RI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-03-17
S65 Uniform Investment Adviser Law Examination 2017-01-23
S63 Uniform Securities Agent State Law Examination 2014-01-24
  • S66 Uniform Combined State Law Examination
    2025-03-17
  • S65 Uniform Investment Adviser Law Examination
    2017-01-23
  • S63 Uniform Securities Agent State Law Examination
    2014-01-24
Other Names
  • Stephen Robert Fox
  • Stephen Fox

View on SEC IAPD

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