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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2026-04-07 |
| TX | RA | APPROVED | 2021-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Austin | TX | 03/2014 | Present |
| New York Life Insurance Company | Austin | TX | 11/2013 | Present |
| Michael Kors | Round Rock | TX | 11/2018 | Present |
| Cadence Wealth Management, L.L.C. | Austin | TX | 01/2020 | 12/2024 |
| Eagle Strategies Llc | Austin | TX | 01/2021 | Present |
| Field Financial Strategies, Llc | New York | NY | 06/2024 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 3821 Juniper Trace, Suite 203, Austin, TX 78738; Start Date 04/2017; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [NAIFA; PO BOX 28226, AUSTIN, TX 78755; START DATE 07/2015; ROLE/TITLE: BOARD MEMBER; INVESTMENT RELATED; 10 HOURS PER MONTH; 10 HOURS PER MONTH DURING SECURITIES TRADING HOURS] [Sigma Chi Fraternity; Collegiate fraternal organization; 1714 Hinman Ave Evanston, IL 60201; Start Date 11/2021; Role/Title: Volunteer; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours;Assistant Grand Praetor" in which my duties include providing general support and mentorship to the local central Texas collegiate members in the organization.] [Rental Property ; The property that I own in Austin will be leased out to long term renters and managed by a local property management company. I will not have any day to day involvement in the activities of managing the home.; 9015 Cattle Baron Path Unit 304 Austin, TX 78747; Start Date 10/2023; Role/Title: Owner; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF Field Financial Strategies, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE; NEW YORK NY; START DATE: 06/2024]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-22 |
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