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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-11 |
Branch Locations
2200 N 1St St, Dixon, CA 95620 • United States
338 E Lindsay St, Stockton, CA 95202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Stockton | CA | 02/2025 | Present |
| Bank Of Stockton | Stockton | CA | 02/2025 | Present |
| Bank Of Stockton | Oakdale | CA | 05/2017 | 02/2025 |
| Bbva Compass | Stockton | CA | 05/2016 | 05/2017 |
1. Start Date: 06/18/2025 - Investment & Insurance Services at Bank of Stockton - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading - Time Spent: 0. 2. Start Date : 01/11/2023 - Edgar Guevara - Notary - Investment Related - At Reported Business Location(s) - 0 Hrs/Mth - 0 Hrs During Trading - Time Spent: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-07-09 |
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