Alexander Mark Supplee

Current Employers

United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2025-01-10
TX	RA	APPROVED_RES	2020-02-07

MD RA
APPROVED

Since 2025-01-10
TX RA
APPROVED_RES

Since 2020-02-07

Branch Locations

711 W 40Th St. Suite 425, Baltimore, MD 21211 • United States

Baltimore, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Hunt Valley	MD	05/2016	09/2017
United Capital Financial Advisers, Llc	Baltimore	MD	09/2017	Present
Girard Securities	San Diego	CA	09/2017	11/2017
Cetera Advisor Networks Llc	El Segundo	CA	11/2017	06/2020

05/2016 → 09/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
09/2017 → Present

United Capital Financial Advisers, Llc

Baltimore, MD
09/2017 → 11/2017

Girard Securities

San Diego, CA
11/2017 → 06/2020

Cetera Advisor Networks Llc

El Segundo, CA

Previous Registrations

2016-06-02 → 2017-09-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Hunt Valley, MD
2014-07-31 → 2016-05-10

Morgan Stanley

Blue Bell, PA

Other Businesses

1. Board Member at Greater Chesapeake Charitable Foundation, a charitable organization. Organization's primary address is in Baltimore, MD. Organization is not primarily engaged in investment-related activities. Start Date is July 1st, 2018. Four hours per month. Duties include assisting with schedule and running of fund raising events.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-07-31

S66 Uniform Combined State Law Examination

2014-07-31

Designations

Other Names

Alex Supplee
Alexander M Supplee

View on SEC IAPD