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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-04-06
WV RA APPROVED 2021-02-23
  • TX RA
    APPROVED_RES
    Since 2026-04-06
  • WV RA
    APPROVED
    Since 2021-02-23

Branch Locations

189 Dry Hill Road, Beckley, WV 25801 • United States

Beckley, WV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Beckley WV 10/2013 03/2020
Self-Employed Mount Hope WV 09/2005 11/2024
Ameriprise Financial Services, Llc Beckley WV 03/2020 Present
  • 10/2013 → 03/2020
    Ameriprise Financial Services, Inc.
    Beckley, WV
  • 09/2005 → 11/2024
    Self-Employed
    Mount Hope, WV
  • 03/2020 → Present
    Beckley, WV
Other Businesses

Outside Employment; ebay; Seller; On-line reseller.; 2025 Hamilton Avenue, , San Jose, CA, 95125; Not Investment-Related; 07/11/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-28
  • S66 Uniform Combined State Law Examination
    2020-10-28
Other Names
  • Julie Marie Bays
  • Julie Bays

View on SEC IAPD

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