Brian Christopher Harwood

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-03
TX	RA	APPROVED_RES	2018-03-22
MD	RA	APPROVED	2018-03-13

NY RA
APPROVED

Since 2021-08-03
TX RA
APPROVED_RES

Since 2018-03-22
MD RA
APPROVED

Since 2018-03-13

Branch Locations

36 British American Blvd Suite 104, Latham, NY 12110 • United States

12 Avis Dr Ste 3, Latham, NY 12110 • United States

36 British American Blvd Suite 108, Latham, NY 12110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St Louis	MO	11/2013	03/2018
Lpl Financial	Latham	NY	03/2018	Present

11/2013 → 03/2018

Edward Jones

St Louis, MO
03/2018 → Present

Lpl Financial

Latham, NY

Previous Registrations

2014-01-13 → 2018-03-14

Edward Jones

Burnt Hills, NY

Maryland Heights, MO

Maryland Heights, MO

Niskayuna, NY

Other Businesses

1. 03/09/2018 - Non-Variable Insurance - Investment Related - Latham, NY - Start Date:03/02/2018 - 14 Hrs/Mth - 1 Hrs During Trading - 8% 2. 3/23/2021 - Heritage Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 2/15/2021 - 160 Hours Per Month/7 Hours During Securities Trading. 3) 09/15/2025 - Anthony Harwood & Wilson Private Wealth Management - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:10/01/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-01-10

S66 Uniform Combined State Law Examination

2014-01-10

View on SEC IAPD