James R. Letteney

Current Employers

Letteney Financial Advisory, Llc

Waldoboro, ME • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2020-01-06

ME RA
APPROVED

Since 2020-01-06

Branch Locations

Waldoboro, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Disc Master Dj Services	Waldoboro	ME	09/1998	Present
Maine Advisory Associates, Inc.	New Sharon	ME	10/2013	11/2018
Ups	Rockland	ME	09/2019	Present
Usps	Scarborough	ME	03/2019	09/2019

09/1998 → Present

Disc Master Dj Services

Waldoboro, ME
10/2013 → 11/2018

Maine Advisory Associates, Inc.

New Sharon, ME
09/2019 → Present

Ups

Rockland, ME
03/2019 → 09/2019

Usps

Scarborough, ME

Previous Registrations

2015-01-02 → 2018-11-20

Maine Advisory Associates, Inc.

New Sharon, ME
2014-08-07 → 2014-12-31

Cadaret, Grant & Co., Inc.

New Sharon, ME

Other Businesses

DISC MASTER DJ SERVICES, WALDOBORO, ME, NON-INVESTMENT RELATED, ENTERTAINMENT, OWNER, START 9/1998, 20 HRS MONTHLY, 0 HRS DURING TRADING, ALL ASPECTS OF RUNNING THE BUSINESS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-05-15
S63	Uniform Securities Agent State Law Examination	2014-04-07

S65 Uniform Investment Adviser Law Examination

2014-05-15
S63 Uniform Securities Agent State Law Examination

2014-04-07

View on SEC IAPD