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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-10-03 |
| FL | RA | APPROVED | 2023-02-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Amv International Group Llc | Pembroke Pines | FL | 10/2012 | 09/2016 |
| Swars International, Llc. | Pembroke Pines | FL | 06/2014 | 09/2016 |
| Wells Fargo Clearing Services, Llc | Davie | FL | 01/2017 | 01/2023 |
| Wells Fargo Bank Na | Davie | FL | 08/2016 | 01/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Weston | FL | 02/2023 | Present |
| Bank Of America N.A. | Weston | FL | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-18 |
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