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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-05 |
| IL | RA | APPROVED | 2025-01-23 |
| MO | RA | APPROVED | 2025-01-23 |
Branch Locations
Springfield, MO • United States
231 S La Salle St # 13 13Th Floor, Chicago, IL 60604 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wayne Hummer Investments Llc | Cary | IL | 10/2013 | 07/2019 |
| Morgan Stanley | Spring Field | MO | 10/2019 | 05/2021 |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2019 | 05/2021 |
| Ally Invest Securities Llc | Charlotte | NY | 05/2021 | 06/2023 |
| Wintrust Wealth Management | Chicago | IL | 06/2023 | 01/2025 |
| Lpl Financial Llc | Chicago | IL | 01/2025 | Present |
1. 01/2025- Wintrust Investments- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 02/03/2025- 160 Hours Per Month- 26 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-20 |
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